SMC Global Securities Limited Unlisted Shares

(i) SMC Global is founded in 1994 and based in New Delhi, SMC is a diversified financial services company.

(ii) SMC has 89 branches throughout India with an additional office in Dubai and 1.8 million clients.

(iii) The client base ranges from the Middle class to high net worth individuals, corporates and institutional clients, Indian nationals living abroad, and international investors desiring to invest in the Indian market.

(iv) Broad footprint across 500+ cities in India supported by over 2,950 employees, approximately 2,500 sub-brokers, and 9,800+ independent distributors.

(v) Founders Subhash Chand Aggarwal and Mahesh Chand Gupta, together with their families own a controlling interest in the Company.

Business Highlights of FY19-20

1. Equity– The company’s market share in Equity Broking is 3.0 % of the total turnover of NSE & BSE in FY 19-20.

2. Commodity– In commodity broking, the SMC Global this year has generated an income of 109 Lakhs up by 37 Lakh from the last year and has a market share of 2% of the total turnover of MCX, NCDEX, ICEX, and NSE & BSE commodity

3. NBFC– The non-banking financing arm viz. Moneywise Financial Services Pvt. Ltd. (SMC Finance) has Assets under Management (AUM) of ~513 crores as on 31st Mar 2020. Since 2017, SMC Finance has demonstrated AUM growth at CAGR of 17.0% and revenue growth at CAGR of 27.0% with ROAE 6.4% (FY 2019-20) and a very comfortable CAR of 61.2%.

During the year, SMC global has increased its focus on the expansion of retail loan book (i.e. secured and unsecured products like SME-WCTL, SME-LAP, SMEAssets Finance, Loans to NBFC/MFI for onward lending, consumer durable loans, etc.) which is now at 78.0% of the total portfolio

4. Insurance– SMC Insurance Brokers Pvt. Ltd. which is a Direct Insurance Broker registered with IRDAI provides services in Life Insurance and General Insurance Category. It has a large distribution network with approx. 8,000 POS (Point of Sales), 350 MISP (Motor Insurance Service Provider). It has 45 branches as on 31 March 2020 and continued investment digital footprint solutions. In Fy19-20, the total revenue grew by 26 % to 225 Crores from 179 Crores in the previous year& Profit after tax stood at 10 Crores as compared to 11 Crores in the previous year.

SMC Global Securities Limited Unlisted Shares Details:

Total Available Shares:	1000
Face Value:	₹ 2 Per Equity Share
ISIN:	INE103C01036
Lot Size:	100-1000 Shares
Current Unlisted Share Price:	₹ Best in Industry Per Equity Share
Retail Discount:	Bulk Deal (1%)

Promoters And Management:

1. Mr. Subhash Chand Aggarwal ,Chairman & Managing Director Experience: Fellow Member, ICAI; Former Chairman of India EU Business Promotion Council, ASSOCHAM, Former CoChairman of the National Council of Capital Markets, ASSOCHAM, 25+ years of Experience in Capital Markets. 2. Mr. Mahesh C Gupta, Vice Chairman & Managing Director Experience: Fellow Member, ICAI 25+ years of Experience in Capital Markets.

Company Business:

1. Trading and Distribution

Established in 1994

2,267 employees, 2,500 sub-brokers, and over 9,800 independent distributors

Over 525,400 unique trading clients

Services Include: Equity, commodity, currency and insurance brokerage; distribution of third-party financial products; depository and clearing services; research; and arbitrage trading. 2. Financing:

Established in 2008

63 employees

$72.2mn in secured and unsecured loans as of December 31, 2017

Over 12,000 clients

Services Include: Loans against securities, loans against property, medical equipment financing, IPO financing, personal loan etc. 3. Advisory:

Established in 2008

338 employees

Over 9,400 clients

Services Include Portfolio and wealth management, mortgage and loan advisory, real estate advisory and investment banking services.

Shareholding Pattern:

Shareholding Pattern as on 31.03.2020

Shareholders	Percentage of Shareholding
Promoters	62.05%
Millennium Investment and Acquisition Co. Inc (USA)	9.02%
Sanlam International Investment Partners Limited (South Africa)	8.36%
Signature Global (India) Private Limited	7.84%
Bennet Coleman and Company	3.83%
Cresta Fund Limited (Mauritius)	1.24%
Agbros Polymers LLP	1.40%

Financials of SMC Global Securities Limited Unlisted Shares:

(Figures in Crs)

Date	Revenue	EBITDA	OPM	PAT	NPM	Shares	F.V.	EPS
2019	759	165	22%	74	10%	1,1.3135	2	6.61
2020	784	124	16%	23	3%	1,1.3135	2	2.11

Financial Analysis: 1. In FY19-20, SMC Global has achieved a consolidated Total Income of 784 Crores as compared to 759 Crores last year. Muted growth of 3.2%. 2. In FY19-20, SMC Global has achieved the EBITDA of 124 Crores down by ~40 Crores as compared to last year due to high "fee and commission charges" and increase of " Employee benefits expense". 3. In FY19-20, the PAT has also gone down to 23 Crores as compared to 78 Crores last year. 4. The basic EPS for FY19-20 stands at 2.21 per share. 5. Currently, it is available at Rs. 85 per share in the Unlisted market. Valuing company at ~950 Crores. Financials of FY2021 (in Crs)

Date	Revenue	EBITDA	OPM	PAT	NPM	Shares	F.V.	EPS
2020	784	124	16%	24	3%	11.3135	2	2.11
9MFY21	638	136	21%	67	11%	11.3135	2	5.98
Q2FY21	214	45	21%	22	10%	11.3135	2	1.95
Q3FY21	236	46	19%	21	9%	11.31.35	2	1.87

Annual Report 2020

Frequently Asked Questions:

Please find below the procedure for buying SMC Global Securities Limited Unlisted Shares at UnlistedZone.

1. You confirm booking of SMC Global Securities Limited Unlisted Shares with us at a trading price.
2. You provide your client master report (ask the broker if not available) along with PAN Card and Cancelled Cheque in case you are not transferring funds from the bank account as mentioned in the CMR Copy. These are KYC documents required as per SEBI regulations.
3. We will provide the bank details.
4. You need to transfer funds in that account.
5. Payment has to be done in RTGS/NEFT/IMPS CHEQUE TRANSFER. No CASH DEPOSIT.
6. Payment has to be done from the same account in which shares are to be credited.
7. We will transfer the shares in 24 hours if funds are credited before 2 pm.

Important Note: Please note that the lock-in period for selling SMC Global Securities Limited Unlisted Shares is 6 months after listing. Hence you can’t sell SMC Global Securities Limited Unlisted Shares which you bought in Pre-IPO for 6 months after its listing. i.e. You can sell it only after 6 months calculated from the listing date. For any queries, please contact us at sales@unlistedzone.com

Please find below the procedure for selling SMC Global Securities Limited Unlisted Shares at UnlistedZone.

1. We will confirm our buying price of SMC Global Securities Limited Unlisted Shares.
2. We will give you our client master report and you will transfer the SMC Global Securities Limited Unlisted Shares to our demat account.
3. We will ask for bank details of yours once the SMC Global Securities Limited Unlisted Shares are received in our demat account..
4. We will transfer the funds in your bank account within 24 hrs of receiving the SMC Global Securities Limited Unlisted Shares.
5. Payment will be made in RTGS / NEFT / CHEQUE TRANSFER/IMPS. No CASH DEPOSIT.
6. Payment will be given in the same account which is linked to demat account or you need to provide the cancelled cheque shows your name to verify. As per SEBI regulations, the transfer of funds in the third party account is not legal and our policy refrain us from doing so.

Note: The price at which we are buying the share is fixed for 3 days. If you cant sell your stock within 3 days, then the price of that day will be applicable when we receive shares in our demat.

Lock-in period of SMC Global Securities Limited Unlisted Shares depends upon category of investors.

1. Venture Capital Funds or Alternate Investment Fund of Category -I or II, or Foreign Venture Capital Investor - lock-in Period of 6 months from the date of acquisition of SMC Global Securities Limited Unlisted Shares.
2. Other Investors (include Retail, HNIs or Body Corporate) lock-in Period of 6 months from the date of listing of IPO of SMC Global Securities Limited Unlisted Shares.

This new SEBI rule was introduced in the month of August-2021, wherein the SEBI has reduced the lock-in period previously from 1 year to 6 months to encourage more and more funds to be invested in startups which are going to public or IPO in near future. Reduction of lock-in is seen as big step and after that many PMS funds are advising their clients to invest in Pre-IPO shares to get the benefit of early stage investment.

DIS - Delivery Instruction Slip is the way through which an investor can sell or transfer the SMC Global Securities Limited Unlisted Shares from his/her demat account to any other demat account. There are two Types of DIS Slip.

1. Offline-DIS - This is an offline mode of transfer of shares wherein the investors needs to fill DIS form and give it to their broker for transferring the shares. Following are the fields which are required to be filled.
- a. ISIN number of SMC Global Securities Limited Unlisted Shares.
- b. Name of SMC Global Securities Limited Unlisted Shares
- c. Quantity of SMC Global Securities Limited Unlisted Shares
- d. Cosideration Amount
- e. Target DP ID and Client ID
- f. Annexure
2. Online DIS - Some of the broker these days gives facility of transferring the SMC Global Securities Limited Unlisted Shares via online DIS. So, please check with your broker whether such facility is available or not. For example: Angel Broking proivdes the facility of Online-DIS from its platform. As an investor he/she simply needs to add a beneficiary into it and send the SMC Global Securities Limited Unlisted Shares by filling the details similar to Ofline-DIS.

Read our article to understand more about this. https://unlistedzone.com/how-do-i-sell-my-unlisted-shares/

In the last 4-5 years, the unlisted share market has become quite big and as a result of that, the ticket size has reduced from usual 5-10 Lac to 35-50k in today's scenario. So, via our UnlistedZone platform, if somebody wants to buy SMC Global Securities Limited Unlisted Shares then minimum investment would be 35-50k.

Yes, buying and selling of unlisted shares in India is 100% legal.

If you sell your shares within 2 years, then you will have to pay Short-term Capital gain on unlisted shares. Short-Term Capital Gain is added in your Income. So, as per individual tax slab you need to pay capital gain tax.

If you sell your shares after 2 years, then you will have to pay Long-term Capital gain on unlisted shares LTCG is 20% with indexation benefits.

Taxes will remain the same irrespective of listing of shares, if bought in unlisted market. Actually, to be eligible for taxes as per listed market, one has to pay STT on buying and selling of shares. But, if you buy in unlisted and sell in listed market, one pay STT only on selling so, taxes of listed market will not be applicable

If you buy SMC Global Securities Limited Unlisted Shares from UnlistedZone then these shares can checked in two ways. However, before we tell you the process of checking of shares, it is intimated that as per SEBI regulations, the shares can be transferred in demat account only.

Check credit of SMC Global Securities Limited Unlisted Shares Instantly?

1.You can download the NSDL or CDSL application from google play-store and check. If you want to check whether your stock broker is registered with NSDL or CDSL then check the following procedure.
By carefully examining the number format of Demat Account we can easily identify whether the stock broker is registered with CDSL or NSDL.
Demat Account = DP ID + Client ID. (16 Characters )
"DP ID is the unique identification of the Broker. Every broker gets a unique number from CDSL or NSDL.By carefully examining the number format of Demat Account we can easily identify whether the stock broker is registered with CDSL or NSDL.
Client ID is the unique identification of the Client. Every client gets this unique number which represents his/her portfolio.
In CDSL, all these characters are numbers (1234567891234567) first 8 digits are DP ID and next 8 digits are Client Id whereas in NSDL the first two characters are letters which are in accordance with the country that you are from (IN12345678912345), then 6 unique digits for Broker and next 8 digits are client ID.
Example:
CDSL = 12345678(DP ID) and 91234567(Client ID).
NSDL = IN123456 (DP ID) and 78912345(Client ID).
Check in brokers application?
Credit of SMC Global Securities Limited Unlisted Shares can be checked in brokers application as well but it takes T+2 days to show the shares.

The SMC Global Securities Limited Unlisted Shares are credited in demat account same day of transferring funds in our company's bank account.

The price of SMC Global Securities Limited Unlisted Shares can be checked in two ways. First, you can join our telegram channel where on daily basis we share the latest prices of all the unlisted shares in the morning and secondly, you can register on UnlistedZone.live platform to see the historical graphs and prices of all the shares at one place.

If you see the thesis of investment in the unlisted shares then it is being done mainly to take the advantage of IPO market. And, if the IPO plans of company get delayed due to market conditions or any other reason then demand suddenly drops in the market. The unlisted market works mainly on demand and supply and if there is no IPO news then getting exit would be difficult.

"UnlistedZone is India's fastest and leading marketplace to buy and sell unlisted shares. In the last 3 years, we have already served more than 1 million users on the platform. The total transactions value done from the platform is already more than 100 Crores. The name of our Co-founders Mr. Umesh Paliwal and Dinesh Gupta publish regularly in leading newspapers like MoneyControl, Business-Standard, ET etc for their views on IPO and Unlisted market. In the last 3 years, UnlistedZone has made a good name for itself in the industry and gained a trust of their users. So, the new investors should not be worried about any kind of fraud that is mostly happens with unkown brokers in the market while doing investment with UnlistedZone."

We at UnlistedZone do the valuation based on 2 methods.

1. We check the last funding that is being done in the SMC Global Securities Limited Unlisted Shares to ascertain the benchmark valuation.
2. If there is no funding happened in the company, then we try to find a business similar to SMC Global Securities Limited Unlisted Shares in the listed space and do comparison method to ascertain the valuation.

As an investor in the unlisted space, we would always recommend that you must check all the risk parameter carefully before investing in the unlisted space.

We source shares either from the employees or initial investors looking to liquidate their SMC Global Securities Limited Unlisted Shares.

Pre-IPO shares means which are planning for an IPO in near future. So, all the shares which are traded on the platform are not Pre-IPO Shares. However, if the company's business is going good and then demand will always be there in the unlisted space, so even if the IPO does not come, the investors can easily liquidate their SMC Global Securities Limited Unlisted Shares in the unlisted market itself.

Rules and regulations of SEBI are applicable in the Unlisted space like lock-in period of 6 months, paying of Stamp Duty, and DP Charges for every transaction etc. However, to become an unlisted broker there is no such regulation by SEBI as of yet.

For tracking news and other information about SMC Global Securities Limited Unlisted Shares, one can visit our website wherein we post news and other information on daily basis and one can also join our telegram channel.

Discussion on SMC Global Securities Limited Unlisted Shares:

3 Comments

Gautam030

1:15 PM, 26 September 2021

What is the Price range ?

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Umesh Paliwal

5:26 AM, 27 September 2021

It is already a listed company.

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Market Wizard

6:26 AM, 14 December 2018

History of the company

1990 – S.C. Aggarwal and Mahesh C Gupta started equity broking business through Delhi Stock Exchange.
• 1994 – SMC was founded
• 1995 – Equity brokerage and arbitrage
• 2003 – Commodity brokerage
• 2005 – Research services
• 2006 – Distribution of financial products and insurance brokerage
• 2006 – Overseas branch in Dubai was established
• 2008 – Online trading and currency brokerage Wealth management, investment banking and financing
• 2009 – Auto insurance brokerage agreement with Honda Cars India Limited
• 2014 – Real estate, mortgage and loan advisory
• 2016 – SMC Global IFSC acts as a stock broker & clearing member on derivative segment of the India International Exchange and NSE IFSC Exchange in Gujarat (GIFT City)
• 2017 – SMC Insurance POS enroll a new distribution partner POS approved by IRDA for selling general insurance and life insurance products
• 2017 – NBFC crossed loan book size of INR500cr in Oct 2017, thereby qualifying to be called

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SMC Global Securities Limited Unlisted Shares

SMC Global Securities Limited Unlisted Shares Details:

Promoters And Management:

Company Business:

Shareholding Pattern:

Financials of SMC Global Securities Limited Unlisted Shares:

Frequently Asked Questions:

Discussion on SMC Global Securities Limited Unlisted Shares:

3 Comments

Gautam030

Umesh Paliwal

Market Wizard

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